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Proposed Rules on Facilitating Capital Formation and Expanding Investment Opportunities

 Zachary Fallon,

 James Blakemore

start upThe U.S. Securities and Exchange Commission recently proposed a number of amendments to its capital formation rules. The proposed amendments focus on certain aspects of exempt offerings—that is, securities offerings that don’t need to be registered with the SEC. We submitted a letter to the SEC laying out some of our thoughts on the proposed rules. You can read our comment letter here.

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